Slum Settlements
zahra shahihagh; Minoo Gharehbaglou; Hamed Beyti
Abstract
Highlights- Any factor that makes residential spaces liveable, also increases the capabilities of its residents.- The most important and influential dimension in the direction of empowering the residents is the components of the perceptual-meaning dimension of livability (sense of belonging, security, ...
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Highlights- Any factor that makes residential spaces liveable, also increases the capabilities of its residents.- The most important and influential dimension in the direction of empowering the residents is the components of the perceptual-meaning dimension of livability (sense of belonging, security, religious beliefs and way of life).- In terms of economic empowerment, the material criteria of livability have the greatest impact; Also, the functional-activity criteria of livability, two dimensions of economic and social empowerment, and the perceptual-meaning criteria of livability mostly affect the psychological capability of the residents.- The northern area among other marginal areas of Tabriz city, due to the lowest level of livability, has the lowest level of realization of empowerment components, which should be given special attention.
Introduction
Informal settlements, as a prominent manifestation of urban poverty, are typically formed within or adjacent to cities. These settlements often lack building permits and official urban development plans. The primary reason for their formation is the inability of people to secure housing in the formal market, compelling them to seek shelter through informal means. This leads to numerous problems. Consequently, various approaches have been proposed globally, particularly in third-world countries, to address the issue of informal settlements.
In contemporary discourse, empowerment is considered the most effective strategy. It aims to enhance the capabilities and improve the living standards of residents while upholding the principles of human dignity and social justice. However, neglecting the environmental qualities and the needs of the residents can cause this strategy to fail. Life unfolds within the context of the environment, and livability addresses the connection between housing and human life, along with its needs, by focusing on the quality of the environment in residential spaces.
Theoretical Framework
This research encompasses two key concepts and variables: viability and empowerment. Researchers have identified various dimensions of the concept of empowerment. Some scholars emphasize the psychological aspects of empowerment, considering elements such as the feeling of competence, the sense of being effective, and the perception of freedom of action as core components of empowerment. In contrast, the social dimension of empowerment has been prominently featured in the theories of many empowerment thinkers, including Sara Longwe (1991), Stromquist (1999), Naila Kabeer (2012), and Hoyt Oliver (2020). These theorists highlight awareness, interaction, and social participation as crucial elements of empowerment. Their theories stress the importance of awareness and the power of connections, interactions, and social partnerships in empowering individuals.
Additionally, the presence of elements such as welfare and access (Longwe), income (Sen, 1999), resources and possessions (Kabeer), and economic ability (Stromquist, 1999) among the components related to empowerment underscores the significance of the economic dimension of empowerment. Therefore, the concept of empowerment encompasses three primary dimensions: economic, social, and psychological.
However, the most critical aspect of empowerment is gaining the power to control and master the forces that affect human life. By acquiring certain abilities, individuals can influence the determining factors of their lives. Life is one of the most fundamental aspects of human existence, and attention to it and the quality factors of residential space can enhance the quality of the environment and the satisfaction of residents.
Based on previous studies and in line with the research's purpose and its relationship with the dimensions of empowerment, the components of livability are categorized into three dimensions: material (economic, physical, environmental), functional-activity, and perceptual-meaning (cultural and psychological). The relationship between each of the three dimensions of empowerment and the dimensions of viability was examined.
Methodology
The research method is practical based on its objective. In terms of data collection and analysis, it employs a correlational approach and is founded on the structural equation model. The primary tool for data collection is a questionnaire. The statistical population of the study comprises residents from the following neighborhoods: Seilab in the northern zone, Abuzar in the northwestern zone, Zamzam in the southern zone, and Akhmakiyeh in the southwestern zone.
To determine the sample size, a simple random sampling method was utilized. Initially, a pre-test was conducted as a pilot among 35 residents of the aforementioned neighborhoods, and the Cronbach's alpha value was calculated to be 0.744. For estimating the sample size, the formula proposed by Tabachnick and Fidell (M8 + 50 ≥ N) was applied, resulting in an estimated sample size of 150 individuals.
Results and Discussion
The research findings are divided into four parts:
Structural Model Analysis:
The structural model reveals a positive and significant relationship between the variables of empowerment and viability.
Effective Dimensions in Livability:
The most influential dimension in livability is the perceptual-semantic dimension. Within this dimension, the components of sense of belonging to the place and security are the most effective criteria for the livability of residential spaces. Following these are the components of the functional-activity and material dimensions.
The most impactful dimension for empowering residents is the psychological (cognitive) dimension, where the components of meaningfulness and trust are the most significant criteria for empowerment.
Interrelation of Viability and Empowerment Dimensions:
Each dimension and criterion of viability affects not just one, but all dimensions of empowerment. However, by comparing their factors, it becomes evident that each dimension and criterion of livability in residential spaces has a more pronounced effect on one or two dimensions of empowerment.
Comparative Analysis of Informal Zones in Tabriz City:
The degree of fulfillment of the functional-activity dimension components of livability is consistent across all four informal zones of Tabriz city, with a range of 3.33-3.66. This indicates that in all areas, the access to public transportation, employment services, educational, health, sports, and leisure facilities, as well as the level of participation and sociability of the residents, are similar and face the same challenges.
The differences in the vitality of the zones are attributed to variations in the components of the material and perceptual-semantic dimensions.
The northern zone exhibits the lowest level of empowerment, while the southern zone shows the highest level compared to other zones.
By refining the analysis and focusing on the specific dimensions and criteria, the study provides a comprehensive understanding of how various factors contribute to the livability and empowerment of residents in informal zones. This nuanced approach highlights the importance of addressing both perceptual-semantic and material dimensions to enhance the overall quality of life in these areas.
Conclusion
The research results indicate that any factor enhancing the viability of residential spaces concurrently boosts the empowerment of their residents. The most influential aspect in empowering residents is the perceptual-semantic components of livability. This is because everyone's living environment contains elements that affect their activities, and a person's behavior is influenced not only by their inner needs and motivations but also by their living environment. Ignoring the livability capacities, especially the perceptual-semantic components, in planning and intervention measures will pose serious challenges in improving the quality of life and empowering residents.
Thus, in all marginalized areas, strategies should be adopted to realize and strengthen the sense of belonging, security, and attention to the residents' religious beliefs and way of life for their psychological empowerment, which has the most significant impact on their overall empowerment. Among the marginalized areas of Tabriz city, the northern regions exhibit the lowest level of realization of empowerment components due to the lowest level of viability, necessitating special attention.
Regarding economic empowerment, the material criteria of livability have the greatest impact. Additionally, the functional-activity measures of livability significantly influence two dimensions of empowerment: economic and social empowerment, respectively. The perceptual-semantic criteria predominantly affect the psychological empowerment of the residents.
Slum Settlements
Maryam Soleimani; minoo gharehbaglou
Abstract
Highlights
The residence of informal settlements in the northern part of Tabriz is affected by the legitimate structures and signification of the region.
In their social life, marginalized residents do not pay much attention to the rules set by the upstream planners.
Marginalized residents reproduce ...
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Highlights
The residence of informal settlements in the northern part of Tabriz is affected by the legitimate structures and signification of the region.
In their social life, marginalized residents do not pay much attention to the rules set by the upstream planners.
Marginalized residents reproduce the structures of domination in line with their legitimate and implicit structures so that their residence is in line with local values and implications.
Introduction
A particular factor effective in the spontaneous settlements in suburban areas is the behavioral patterns in the residents’ lives and relevant daily activities that could affect the shape of housing. Consideration of the life structure and its effect on the formation of the architecture are topics that have been addressed by various thinkers in fields such as culture and environmental psychology. It is essential to attend to the set of values and meanings of human behavior, viewed as local culture, and the realization of traditions. This process provides a criterion in the construction of spontaneous settlements in marginalized areas. This study investigated and identified the physical patterns of spontaneous settlements and their construction strategies with respect to the lifestyles adopted by the inhabitants of the suburban areas in the northern parts of the city of Tabriz, Iran. In these areas, the residents seem to form the features of the residences according to their local culture rather than the regulations and urban plans.
Theoretical Framework
Many policies proposed to improve the conditions of informal settlements have ignored the structure of life, which has led them to neglect residents’ lifestyles and attempt to impose renovation plans with top-down approaches. Despite the abundance of research, there are more fundamental questions about the residents’ hidden layers faced during their lives. Most of the reviews of research on marginal housing have disregarded the residents’ life structure. This study investigates how the physical patterns of spontaneous settlements take shape with respect to the inhabitants’ lifestyle in suburban areas of the northern parts of Tabriz. Some of the most sophisticated studies conducted in the field include the research by Abrams (1964) and Turner (1967), focused on the participation of residents and their autonomy in the process of improvement and empowerment besides critical views of the destruction and displacement of the suburbs. To proceed with these studies, various conferences and meetings were held between 1996 and 1999 to discuss the empowerment of the poor in the suburbs in order to increase the efficiency of urban development. In addition, different dimensions of informal settlement were addressed in the adopted approaches, in which issues such as economic development, culture, social capital, and security were examined (Hashas 2005, Paul 2017, Petter et al. 2007, Tsenkova 2009, Fernandes 2001, Pugh 2000). Along with the expansion of studies on the culture of marginalization and validation of the structures of local communities, field research needed to be conducted, exemplified by Young and Wilmot (1957), Ganz (1962), and Suttles (1974). Focused on the distinction of the culture of marginalization from the urban culture, these studies have demonstrated that marginalized people define a lifestyle framework with self-assessment criteria, and always strive for social cohesion and protection of internal security.
Methodology
The approach adopted in this research is a qualitative one developed by grounded theory. For selection of the sample, the purposeful sampling method was used with the greatest variety, and semi-structured interviews, observations, and planned samplings were utilized for data collection. In the research sample, forty residents of the examined areas participated, and thirty sample houses were studied.
Results and Discussion
The results demonstrate that the organization of spaces and the physical pattern of spontaneous settlements have been more dependent on legitimate and semantic structures than on signification or domination. In this process, the characteristics of residents’ lives and the physical shape system of the environment in regard to these structures have affected the environmental components, such as neighborhood presence, physical flexibility and adaptability, physical scalability, integration of living space and work, outdoor viability, and widespread housing.
Conclusion
The analysis of the findings demonstrates that the sense of dwelling is more dependent in informal settlements on autonomous patterns to maintain significant legitimate structures than on practical ones (pertaining to extrinsic biological aspects), and the residents always try to protect their existential security as social agents. They can validate structures that respond to all kinds of real perception (concerning intrinsic value aspects). These categories are essential items that should be taken into account in the design and improvement of suburban areas to align the body with the residents’ lifestyle. This factor can indirectly lead to a sense of belonging and sustainable settlement in these areas. Therefore, the planners must improve the physical-biological aspect as a priority to promote these areas according to the local value structures, so that the residents can improve their residential structures under legitimate and significant structures in their social lives in a self-organizing process, in which reference is made to consideration of changeable, adaptable, and flexible housing.
Acknowledgement
This paper has been extracted from the corresponding author’s PhD dissertation on Islamic Architecture, which is in progress under the supervision of the second author at Tabriz Islamic Art University, Iran and with the spiritual and financial support of Iran National Science Foundation (INSF).
